The Negro Spirituals by Alain Locke
16 mins to read
4058 words

THE Spirituals are really the most characteristic product of the race genius as yet in America. But the very elements which make them uniquely expressive of the Negro make them at the same time deeply representative of the soil that produced them. Thus, as unique spiritual products of American life, they become nationally as well as racially characteristic. It may not be readily conceded now that the song of the Negro is America’s folk-song; but if the Spirituals are what we think them to be, a classic folk expression, then this is their ultimate destiny. Already they give evidence of this classic quality. Through their immediate and compelling universality of appeal, through their untarnishable beauty, they seem assured of the immortality of those great folk expressions that survive not so much through being typical of a group or representative of a period as by virtue of being fundamentally and everlastingly human. This universality of the Spirituals looms more and more as they stand the test of time. They have outlived the particular generation and the peculiar conditions which produced them; they have survived in turn the contempt of the slave owners, the conventionalizations of formal religion, the repressions of Puritanism, the corruptions of sentimental balladry, and the neglect and disdain of second-generation respectability. They have escaped the lapsing conditions and the fragile vehicle of folk art, and come firmly into the context of formal music. Only classics survive such things.

In its disingenuous simplicity, folk art is always despised and rejected at first; but generations after, it flowers again and transcends the level of its origin. The slave songs are no exception; only recently have they come to be recognized as artistically precious things. It still requires vision and courage to proclaim their ultimate value and possibilities. But while the first stage of artistic development is yet uncompleted, it appears that behind the deceptive simplicity of Negro song lie the richest undeveloped musical resources anywhere available. Thematically rich, in idiom of rhythm and harmony richer still, in potentialities of new musical forms and new technical traditions so deep as to be accessible only to genius, they have the respect of the connoisseur even while still under the sentimental and condescending patronage of the amateur. Proper understanding and full appreciation of the Spirituals, in spite of their present vogue, is still rare. And the Negro himself has shared many of the common and widespread limitations of view with regard to them. The emotional intuition which has made him cling to this folk music has lacked for the most part that convinced enlightenment that eventually will treasure the Spirituals for their true musical and technical values. And although popular opinion and the general conception have changed very materially, a true estimate of this body of music cannot be reached until many prevailing preconceptions are completely abandoned. For what general opinion regards as simple and transparent about them is in technical ways, though instinctive, very intricate and complex, and what is taken as whimsical and child-like is in truth, though naïve, very profound.

It was the great service of Dr. Du Bois in his unforgettable chapter on the Sorrow Songs in The Souls of the Black Folk to give them a serious and proper social interpretation, just as later Mr. Krehbiel in his Afro-American Folk Songs gave them their most serious and adequate musical analysis and interpretation. The humble origin of these sorrow songs is too indelibly stamped upon them to be ignored or overlooked. But underneath broken words, childish imagery, peasant simplicity, lies, as Dr. Du Bois pointed out, an epic intensity and a tragic profundity of emotional experience, for which the only historical analogy is the spiritual experience of the Jews and the only analogue, the Psalms. Indeed they transcend emotionally even the very experience of sorrow out of which they were born; their mood is that of religious exaltation, a degree of ecstasy indeed that makes them in spite of the crude vehicle a classic expression of the religious emotion. They lack the grand style, but never the sublime effect. Their words are colloquial, but their mood is epic. They are primitive, but their emotional artistry is perfect. Indeed, spiritually evaluated, they are among the most genuine and outstanding expressions of Christian mood and feeling, fit musically and emotionally, if not verbally, of standing with the few Latin hymns, the handful of Gregorian tunes, and the rarest of German chorals as a not negligible element in the modicum of strictly religious music that the Christian centuries have produced.

Perhaps there is no such thing as intrinsically religious music; certainly the traceable interplay of the secular and the religious in music would scarcely warrant an arbitrary opinion in the matter. And just as certainly as secular elements can be found in all religious music are there discoverable sensuous and almost pagan elements blended into the Spirituals. But something so intensely religious and so essentially Christian dominates the blend that they are indelibly and notably of this quality. The Spirituals are spiritual. Conscious artistry and popular conception alike should never rob them of this heritage, it is untrue to their tradition and to the folk genius to give them another tone. That they are susceptible of both crude and refined secularization is no excuse. Even though their own makers worked them up from the “shout” and the rhythmic elements of the sensuous dance, in their finished form and basic emotional effect all of these elements were completely sublimated in the sincere intensities of religious seriousness. To call them Spirituals and treat them otherwise is a travesty.

It was the Negro himself who first took them out of their original religious setting, but he only anticipated the inevitable by a generation—for the folk religion that produced them is rapidly vanishing. Noble as the purpose of this transplanting was, damage was done to the tradition. But we should not be ungrateful, for surely it was by this that they were saved to posterity at all. Nevertheless it was to an alien atmosphere that the missionary campaigning of the Negro schools and colleges took these songs. And the concert stage has but taken them an inevitable step further from their original setting. We should always remember that they are essentially congregational, not theatrical, just as they are essentially a choral not a solo form. In time, however, on another level, they will get back to this tradition,—for their next development will undoubtedly be, like that of the modern Russian folk music, their use in the larger choral forms of the symphonic choir, through which they will reachieve their folk atmosphere and epic spirituality.

It is a romantic story told in the Story of the Jubilee Singers, and retold in Professor Work’s Folk Song of the American Negro; the tale of that group of singers who started out from Fisk University in 1871, under the resolute leadership of George L. White, to make this music the appeal of the struggling college for philanthropic support. With all the cash in the Fisk treasury, except a dollar held back by Principal Adam K. Spence, the troupe set out to Oberlin, where, after an unsuccessful concert of current music, they instantly made an impression by a program of Negro Spirituals. Henry Ward Beecher’s invitation to Brooklyn led to fame for the singers, fortune for the college, but more important than these things, recognition for the Spirituals. Other schools, Hampton, Atlanta, Calhoun, Tuskegee joined the movement, and spread the knowledge of these songs far and wide in their concert campaigns. Later they recorded and published important collections of them. They thus were saved over that critical period of disfavor in which any folk product is likely to be snuffed out by the false pride of the second generation. Professor Work rightly estimates it as a service worth more racially and nationally than the considerable sums of money brought to these struggling schools. Indeed, as he says, it saved a folk art and preserved as no other medium could the folk temperament, and by maintaining them introduced the Negro to himself. Still the predominant values of this period in estimating the Spirituals were the sentimental, degenerating often into patronizing curiosity on the one side, and hectic exhibitionism on the other. Both races condescended to meet the mind of the Negro slave, and even while his moods were taking their hearts by storm, discounted the artistry of genius therein.

It was only as the musical appreciation of the Spirituals grew that this interest changed and deepened. Musically I think the Spirituals are as far in advance of their moods as their moods are in advance of their language. It is as poetry that they are least effective. Even as folk poetry, they cannot be highly rated. But they do have their quaint symbolisms, and flashes, sometimes sustained passages of fine imagery, as in the much quoted

I know moonlight, I know starlight I lay dis body down I walk in de graveyard, I walk troo de graveyard To lay dis body down. I lay in de grave an’ stretch out my arms, I lay dis body down.

I go to de judgment in de evenin’ of de day When I lay dis body down, An’ my soul an’ yo’ soul will meet de day I lay dis body down.

or

Bright sparkles in de churchyard Give light unto de tomb; Bright summer, spring’s over— Sweet flowers in their bloom. My mother once, my mother twice, my mother, she’ll rejoice, In the Heaven once, in the Heaven twice, she’ll rejoice. May the Lord, He will be glad of me In the Heaven, He’ll rejoice.

or again

My Lord is so high, you can’t get over Him, My Lord is so low, you can’t get under Him, You must come in and through de Lamb.

In the latter passages, there is a naïveté, and also a faith and fervor, that are mediaeval. Indeed one has to go to the Middle Ages to find anything quite like this combination of childlike simplicity of thought with strangely consummate artistry of mood. A quaintly literal, lisping, fervent Christianity, we feel it to be the evangelical and Protestant counterpart of the naïve Catholicism of the tenth to the thirteenth centuries. And just as there we had quaint versions of Bernard of Clairvaux and Saint Francis in the Virgin songs and Saints Legends, so here we have Bunyan and John Wesley percolated through a peasant mind and imagination, and concentrated into something intellectually less, but emotionally more vital and satisfying. If the analogy seems forced, remember that we see the homely colloquialism of the one through the glamorous distance of romance, and of the other, through the disillusioning nearness of social stigma and disdain. How regrettable though, that the very qualities that add charm to the one should arouse mirthful ridicule for the other.

Over-keen sensitiveness to this reaction, which will completely pass within a half generation or so, has unfortunately caused many singers and musicians to blur the dialect and pungent colloquialisms of the Spirituals so as not to impede with irrelevant reactions their proper artistic and emotional effect. Some have gone so far as to advocate the abandonment of the dialect versions to insure their dignity and reverence. But for all their inadequacies, the words are the vital clues to the moods of these songs. If anything is to be changed, it should be the popular attitude. One thing further may be said, without verging upon apologetics, about their verbal form. In this broken dialect and grammar there is almost invariably an unerring sense of euphony. Mr. Work goes so far as to suggest—rightly, I think—that in many instances the dropped, elided, and added syllables, especially the latter, are a matter of instinctive euphonic sense following the requirements of the musical rhythm, as, for example, “The Blood came a twinklin’ down” from “The Crucifixion” or “Lying there fo’ to be heal” from “Blind Man at the Pool.” Mr. Work calls attention to the extra beat syllable, as in “De trumpet soun’s it in-a’ my soul,” which is obviously a singing device, a subtle phrase-molding element from a musical point of view, even if on verbal surface value, it suggests illiteracy.

Emotionally, these folks songs are far from simple. They are not only spread over the whole gamut of human moods, with the traditional religious overtone adroitly insinuated in each instance, but there is further a sudden change of mood in the single song, baffling to formal classification. Interesting and intriguing as was Dr. Du Bois’s analysis of their emotional themes, modern interpretation must break with that mode of analysis, and relate these songs to the folk activities that they motivated, classifying them by their respective song-types. From this point of view we have essentially four classes, the almost ritualistic prayer songs or pure Spirituals, the freer and more unrestrained evangelical “shouts” or camp-meeting songs, the folk ballads so overlaid with the tradition of the Spirituals proper that their distinctive type quality has almost been unnoticed until lately, and the work and labor songs of strictly secular character. In choral and musical idiom closely related, these song types are gradually coming to be regarded as more and more separate, with the term Spiritual reserved almost exclusively for the songs of intensest religious significance and function. Indeed, in the pure Spirituals one can trace the broken fragments of an evangelical folk liturgy, with confession, exhortation, “mourning,” conversion and “love-feast” rejoicing as the general stages of a Protestant folk-mass. The instinctive feeling for these differences is almost wholly lost, and it will require the most careful study of the communal life as it still lingers in isolated spots to set the groupings even approximately straight. Perhaps after all the final appeal will have to be made to the sensitive race interpreter, but at present many a half secularized ballad is mistaken for a “spiritual,” and many a camp-meeting shout for a folk hymn. It is not a question of religious content or allusion,—for the great majority of the Negro songs have this—but a more delicate question of caliber of feeling and type of folk use. From this important point of view, Negro folk song has yet to be studied.

The distinctiveness of the Spirituals after all, and their finest meaning resides in their musical elements. It is pathetic to notice how late scientific recording has come to the task of preserving this unique folk art. Of course the earlier four-part hymn harmony versions were travesties of the real folk renditions. All competent students agree in the utter distinctiveness of the melodic, harmonic and rhythmic elements in this music. However, there is a regrettable tendency, though a very natural one in view of an inevitable bias of technical interest, to over-stress as basically characteristic one or other of these elements in their notation and analysis. Weldon Johnson thinks the characteristic beauty of the folk song is harmonic, in distinction to the more purely rhythmic stress in the secular music of the Negro, which is the basis of “ragtime” and “jazz”; while Krehbiel, more academically balances these elements, regarding the one as the African component in them, and the other as the modifying influence of the religious hymn. “In the United States,” he says, “the rhythmic element, though still dominant, has yielded measurably to the melodic, the dance having given way to religious worship, sensual bodily movement to emotional utterance.” But as a matter of fact, if we separate or even over-stress either element in the Spirituals, the distinctive and finer effects are lost. Strain out and emphasize the melodic element a la Foster, and you get only the sentimental ballad; emphasize the harmonic idiom, and you get a cloying sentimental glee; over-emphasize the rhythmic idiom and instantly you secularize the product into syncopated dance elements. It is the fusion, and that only, that is finely characteristic; and so far as possible, both in musical settings and in the singing of the Negro Spirituals, this subtle balance of musical elements should be sought after and maintained. The actual mechanics of the native singing, with its syllabic quavers, the off-tones and tone glides, the improvised interpolations and, above all, the subtle rhythmic phrase balance, has much to do with the preservation of the vital qualities of these songs.

Let us take an example. There is no more careful and appreciative student of the Spirituals than David Guion; as far as is possible from a technical and outside approach, he has bent his skill to catch the idiom of these songs. But contrast his version of “God’s Goin’ to Set Dis Worl’ on Fire” with that of Roland Hayes. The subtler rhythmic pattern, the closer phrase linkage, the dramatic recitative movement, and the rhapsodic voice glides and quavers of the great Negro tenor’s version are instantly apparent. It is more than a question of musicianship, it is a question of feeling instinctively qualities put there by instinct. In the process of the art development of this material the Negro musician has not only a peculiar advantage but a particular function and duty. Maintaining spiritual kinship with the best traditions of this great folk art, he must make himself the recognized vehicle of both its transmission and its further development.

At present the Spirituals are at a very difficult point in their musical career; for the moment they are caught in the transitional stage between a folk-form and an art-form. Their increasing concert use and popularity, as Carl Van Vechten has clearly pointed out in a recent article, has brought about a dangerous tendency toward sophisticated over-elaboration. At the same time that he calls attention to the yeoman service of Mr. Henry T. Burleigh in the introduction of the Spirituals to the attention and acceptance of the concert stage, Mr. Van Vechten thinks many of his settings tincture the folk spirit with added concert furbelows and alien florid adornments. This is true. Even Negro composers have been perhaps too much influenced by formal European idioms and mannerisms in setting these songs. But in calling for the folk atmosphere, and insisting upon the folk quality, we must be careful not to confine this wonderfully potential music to the narrow confines of “simple versions” and musically primitive molds. While it is proper to set up as a standard the purity of the tradition and the maintenance of idiom, it is not proper to insist upon an arbitrary style or form. When for similar reasons, Mr. Van Vechten insists in the name of the folk spirit upon his preference for the “evangelical renderings” of Paul Robeson’s robust and dramatic style as over against the subdued, ecstatic and spiritually refined versions of Roland Hayes, he overlooks the fact that the folk itself has these same two styles of singing, and in most cases discriminates according to the mood, occasion and song type, between them. So long as the peculiar quality of Negro song is maintained, and the musical idiom kept unadulterated, there is and can be no set limitation. Negro folk song is not midway its artistic career as yet, and while the preservation of the original folk forms is for the moment the most pressing necessity, an inevitable art development awaits them, as in the past it has awaited all other great folk music.

The complaint to be made is not against the art development of the Spirituals, but against the somewhat hybrid treatment characteristic of the older school of musicians. One of the worst features of this period has been the predominance of solo treatment and the loss of the vital sustained background of accompanying voices. In spite of the effectiveness of the solo versions, especially when competently sung by Negro singers, it must be realized more and more that the proper idiom of Negro folk song calls for choral treatment. The young Negro musicians, Nathaniel Dett, Carl Diton, Ballanta Taylor, Edward Boatner, Hall Johnson, Lawrence Brown and others, while they are doing effective solo settings, are turning back gradually to the choral form. Musically speaking, only the superficial resources in this direction have been touched as yet; just as soon as the traditional conventions of four-part harmony and the oratorio style and form are broken through, we may expect a choral development of Negro folk song that may equal or even outstrip the phenomenal choral music of Russia. With its harmonic versatility and interchangeable voice parts, Negro music is only conventionally in the four-part style, and with its skipped measures and interpolations it is at the very least potentially polyphonic. It can therefore undergo without breaking its own boundaries, intricate and original development in directions already the line of advance in modernistic music.

Indeed one wonders why something vitally new has not already been contributed by Negro folk song to modern choral and orchestral musical development. And if it be objected that it is too far a cry from the simple folk spiritual to the larger forms and idioms of modern music, let us recall the folk song origins of the very tradition which is now classic in European music. Up to the present, the resources of Negro music have been tentatively exploited in only one direction at a time,—melodically here, rhythmically there, harmonically in a third direction. A genius that would organize its distinctive elements in a formal way would be the musical giant of his age. Such a development has been hampered by a threefold tradition, each aspect of which stands in the way of the original use of the best in the Negro material. The dominance of the melodic tradition has played havoc with its more original harmonic features, and the oratorio tradition has falsely stereotyped and overlaid its more orchestral choral style, with its intricate threading in and out of the voices. Just as definitely in another direction has the traditional choiring of the orchestra stood against the opening up and development of the Negro and the African idioms in the orchestral forms. Gradually these barriers are being broken through. Edgar Varese’s Integrales, a “study for percussion instruments,” presented last season by the International Composers’ Guild, suggests a new orchestral technique patterned after the characteristic idiom of the African “drum orchestra.” The modernistic, From the Land of Dreams, by Grant Still, a young Negro composer who is his student and protégé, and Louis Grünberg’s setting for baritone and chamber orchestra of Weldon Johnson’s The Creation: a Negro Sermon, are experimental tappings in still other directions into the rich veins of this new musical ore. In a recent article (The Living Age, October, 1924), Darius Milhaud sums up these characteristic traits as “the possibilities of a thoroughgoing novelty of instrumental technique.” Thus Negro music very probably has a great contribution yet to make to the substance and style of contemporary music, both choral and instrumental. If so, its thematic and melodic contributions from Dvorák to Goldmark’s recent Negro Rhapsody and the borrowings of rhythmical suggestions by Milhaud and Stravinsky are only preluding experiments that have proclaimed the value of the Negro musical idioms, but have not fully developed them. When a body of folk music is really taken up into musical tradition, it is apt to do more than contribute a few new themes. For when the rhythmic and harmonic basis of music is affected, it is more than a question of superstructure, the very foundations of the art are in process of being influenced.

In view of this very imminent possibility, it is in the interest of musical development itself that we insist upon a broader conception and a more serious appreciation of Negro folk song, and of the Spiritual which is the very kernel of this distinctive folk art. We cannot accept the attitude that would merely preserve this music, but must cultivate that which would also develop it. Equally with treasuring and appreciating it as music of the past, we must nurture and welcome its contribution to the music of to-morrow. Mr. Work has aptly put it in saying: “While it is now assured that we shall always preserve these songs in their original forms, they can never be the last word in the development of our music. . . . They are the starting point, not our goal; the source, not the issue, of our musical tradition.”

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